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Nicholas E Simini

Summit Financial, LLC

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About Nicholas E Simini

Nicholas Simini is a financial advisor with Summit Financial, LLC. Nicholas is a Registered Representative and Investment Advisor Representative. Nicholas is registered in New Jersey and New York. Nicholas has been in the financial industry since March 2015. Prior to joining Summit Financial, LLC, Nicholas was with Summit Equities, Inc. Nicholas offers various financial planning and investment advisory services to individuals, families, and businesses. Nicholas is committed to providing personalized financial advice and helping clients achieve their financial goals.

Firm Information

Nicholas Simini is currently registered with Summit Financial, LLC. Summit Financial, LLC, is a registered investment adviser based in Parsippany, New Jersey. The firm provides financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisers. Summit Financial manages approximately $11.5 billion in assets for individuals, high net worth individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm employs 132 investment adviser representatives and has over 19,000 client accounts.
Summit Financial, LLC

4 CAMPUS DRIVE

PARSIPPANY, NJ 07054

$11.55B

Assets Under Management

2

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Simini’s Registration & Firm History

NY

02/08/2021 - Present

Summit Financial, LLC (WHITE PLAINS NY)

NY

03/16/2015 - 09/19/2018

SUMMIT EQUITIES, INC. (WHITE PLAINS NY)

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Licenses & Designations

IA

Issued 02/21/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/26/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas E Simini.
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