Unclaimed
Nicholas Saunders is a registered representative with Goldman Sachs & Co. LLC, a leading global investment banking, securities, and investment management firm. Nicholas has been in the industry since 2001 and holds the Series 62 and SIE licenses. Nicholas is active in providing portfolio management services to individuals, businesses, and pooled investment vehicles. Nicholas specializes in portfolio management for a variety of clients, including high net worth individuals, charitable organizations, and investment companies. Nicholas is also experienced in providing financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
09/07/2001 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2001
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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