Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Karim is a financial professional with over 10 years of experience in the securities industry. Nicholas has held various positions at firms such as Steadfast Capital Markets Group, LLC and SC Distributors, LLC before joining Moody Securities, LLC in 2015. Nicholas holds FINRA Series 63, 7 and SIE registrations and is registered in over 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/30/2015 - Present
Moody Securities, LLC (HOUSTON TX)
CA
07/30/2013 - 07/17/2015
SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)
CA
06/24/2011 - 07/23/2013
STEADFAST CAPITAL MARKETS GROUP, LLC (IRVINE CA)
BC
Issued 08/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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