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Nicholas E Glenn

Charles Schwab Investment Management, Inc.

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About Nicholas E Glenn

Nicholas Glenn is a registered Investment Advisor Representative with Charles Schwab Investment Management, Inc. based in Raleigh, NC. Nicholas has over 17 years of experience in the financial services industry, previously working for Charles Schwab & Co., Inc. and T. Rowe Price Investment Services, Inc. Nicholas holds the Series 6, 7, and 66 securities licenses. Nicholas specializes in providing portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles.

Firm Information

Nicholas Glenn is currently registered with Charles Schwab Investment Management, Inc.. Charles Schwab Investment Management, Inc. is an investment advisor headquartered in San Francisco, California. With over $1 trillion in regulatory assets under management, the firm provides portfolio management services for individuals, investment companies, businesses, and pooled investment vehicles. They also offer selection of other advisers.
Charles Schwab Investment Management, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

$1.10T

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Costs

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Nicholas Glenn’s Registration & Firm History

NC

01/03/2023 - Present

Charles Schwab Investment Management, Inc. (RALEIGH NC)

TX

01/06/2015 - 12/22/2022

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

MD

04/26/2006 - 07/25/2014

T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)

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Licenses & Designations

BOTH

Issued 07/27/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/28/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2007

Series 7 - General Securities Representative Examination

BC

Issued 04/25/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 5 public disclosures for Nicholas E Glenn. Review regulatory record here.
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