Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas George is a financial advisor with Interactive Brokers Corp. located in Greenwich, CT. Nicholas has been working in the securities industry since 2009. Nicholas is registered with FINRA and holds the Series 3, 7 and 63 licenses. Nicholas was previously registered with GMP Securities, LLC and Jefferies LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
11/21/2017 - Present
Interactive Brokers Corp. (GREENWICH CT)
NY
03/24/2017 - 10/27/2017
GMP SECURITIES, LLC (NEW YORK NY)
NY
03/05/2008 - 05/04/2016
JEFFERIES LLC (NEW YORK NY)
CT
03/05/2008 - 06/03/2013
JEFFERIES HIGH YIELD TRADING, LLC (STAMFORD CT)
BC
Issued 04/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2018
Series 3 - National Commodity Futures Examination
BC
Issued 03/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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