Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Drossos is a financial advisor who has been active in the financial services industry since November 2009. Nicholas currently works for MUFG Securities Americas Inc., a firm headquartered in New York. Nicholas is registered with the state of New York. Before joining MUFG Securities Americas Inc., Nicholas worked at J.P. MORGAN SECURITIES LLC, HSBC SECURITIES (USA) INC. and J.P. TURNER & COMPANY, L.L.C.. Nicholas has passed the SIE, Series 7, Series 99TO and Series 63 exams. Nicholas specializes in .
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/28/2020 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
06/12/2013 - 11/29/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/28/2011 - 04/22/2013
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
11/09/2007 - 04/05/2011
J.P. TURNER & COMPANY, L.L.C. (BROOKLYN NY)
BC
Issued 01/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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