Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Driscoll is a registered investment advisor representative with Neuberger Berman BD LLC. Nicholas has been in the financial services industry since 2012, and holds Series 6, 7, 63 and 65 licenses. Nicholas also holds the SIE designation. Prior to joining Neuberger Berman, Nicholas was employed by Putnam Retail Management Limited Partnership in Andover, Massachusetts. Currently Nicholas is registered in Illinois, Iowa, Kansas, Missouri, Nebraska, and New York. Nicholas is a specialist in Private Client Investing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/25/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
MA
03/06/2012 - 03/18/2019
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
IA
Issued 11/14/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/05/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Nicholas Driscoll is the right advisor for you? Invested Better is here to help.
