Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Dotson is a financial advisor registered with Cetera Investment Advisers LLC. Nicholas is licensed in 53 states and has been in the financial industry since 2019. Nicholas has a background in working with individuals, businesses, pension and profit sharing plans, charitable organizations, and state or municipal government entities. Nicholas focuses on providing financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
11/06/2023 - Present
Cetera Investment Advisers LLC (GREENWOOD VILLAGE CO)
CO
07/10/2020 - 08/08/2023
ROBINHOOD FINANCIAL, LLC (Denver CO)
FL
08/26/2019 - 06/10/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANTATION FL)
IA
Issued 10/27/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 7/13/2021
Series 4 - Registered Options Principal Examination
BC
Issued 8/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 7/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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