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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Dotson is a financial advisor with Cetera Investment Advisers LLC. Nicholas has been in the financial industry since October 23, 2019 and is currently registered to provide investment advice in Colorado and Texas. Cetera Investment Advisers LLC is a Registered Investment Advisor that has been providing financial advice and investment management services to individuals, families, and businesses since 1985. Cetera Investment Advisers LLC has approximately $104 billion in assets under management and employs over 6,600 financial professionals across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
11/06/2023 - Present
Cetera Investment Advisers LLC (GREENWOOD VILLAGE CO)
CO
07/10/2020 - 08/08/2023
ROBINHOOD FINANCIAL, LLC (Denver CO)
FL
08/26/2019 - 06/10/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANTATION FL)
IA
Issued 10/27/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 07/13/2021
Series 4 - Registered Options Principal Examination
BC
Issued 08/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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