Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Dipaola is a financial professional with over 5 years of experience in the financial services industry. Nicholas is currently registered with Pacer Financial, Inc. in Malvern, Pennsylvania. Nicholas is Series 6, 7, and 63 licensed. Nicholas has previously worked with Transamerica Capital, Inc. and OppenheimerFunds Distributor, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/10/2022 - Present
Pacer Financial, Inc. (Malvern PA)
CO
10/23/2018 - 06/14/2022
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
09/18/2017 - 10/18/2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 12/21/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/18/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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