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Nicholas Diogenes Parcharidis

Icapital Markets LLC

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About Nicholas Diogenes Parcharidis

Nicholas Parcharidis is a financial advisor with Icapital Markets LLC. Nicholas has been in the financial services industry since 1995 and holds licenses for Series 3, 4, 7, 24, 63, 79TO, 99TO, and SIE exams. Nicholas previously worked for Cowen Prime Services LLC, Beech Hill Securities, Inc., Citigroup Global Markets Inc., Alpha Finance US Corporation, Lehman Brothers Inc. and E. F. Hutton & Company Inc. Nicholas Parcharidis is currently registered to offer brokerage services in 51 states.

Firm Information

Nicholas Parcharidis is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Parcharidis’s Registration & Firm History

NY

05/03/2021 - Present

Icapital Markets LLC (NEW YORK NY)

CT

12/20/2019 - 11/29/2021

COWEN PRIME SERVICES LLC (Darien, CT)

CT

01/25/2019 - 12/20/2019

BEECH HILL SECURITIES, INC. (Darien CT)

NY

09/20/2000 - 06/20/2018

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/06/2000 - 08/15/2000

ALPHA FINANCE US CORPORATION (NEW YORK NY)

NA

05/14/1988 - 05/29/1992

LEHMAN BROTHERS INC.

NA

10/22/1986 - 05/14/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 06/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2013

Series 4 - Registered Options Principal Examination

BC

Issued 07/14/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/1987

Series 3 - National Commodity Futures Examination

BC

Issued 10/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Diogenes Parcharidis.
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