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Nicholas Dineen Horn

Fidelity Distributors Co. LLC

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About Nicholas Dineen Horn

Nicholas Dineen Horn is a financial professional registered with Fidelity Distributors Co. LLC. Nicholas has over 12 years of experience in the financial services industry. Nicholas is licensed to sell securities in all 50 states and the District of Columbia. Nicholas holds the Series 6, 7, and 63 licenses and the SIE exam. Prior to joining Fidelity Distributors Co. LLC, Nicholas was employed by PYRAMIS DISTRIBUTORS CORPORATION LLC and WOODBURY FINANCIAL SERVICES, INC.

Firm Information

Nicholas Horn is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Horn’s Registration & Firm History

MA

05/12/2016 - Present

Fidelity Distributors Co. LLC (BOSTON MA)

RI

06/12/2014 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)

MN

10/26/1998 - 10/22/2001

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 07/24/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2014

Series 7 - General Securities Representative Examination

BC

Issued 10/23/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Dineen Horn.
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