Unclaimed
Nicholas Dineen Horn is a financial professional registered with Fidelity Distributors Co. LLC. Nicholas has over 12 years of experience in the financial services industry. Nicholas is licensed to sell securities in all 50 states and the District of Columbia. Nicholas holds the Series 6, 7, and 63 licenses and the SIE exam. Prior to joining Fidelity Distributors Co. LLC, Nicholas was employed by PYRAMIS DISTRIBUTORS CORPORATION LLC and WOODBURY FINANCIAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/12/2016 - Present
Fidelity Distributors Co. LLC (BOSTON MA)
RI
06/12/2014 - 05/12/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)
MN
10/26/1998 - 10/22/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BC
Issued 07/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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