Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Dimitriou is a financial advisor with Cambridge Investment Research Advisors, Inc. with over 24 years of experience in the financial services industry. Nicholas is a Registered Representative and Investment Advisor Representative. Nicholas is licensed in Arizona, California, Connecticut, Delaware, Florida, Georgia, Idaho, Illinois, Indiana, Maine, Maryland, Massachusetts, Michigan, Mississippi, Missouri, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Tennessee, Texas, Virginia, Washington, and West Virginia. Nicholas's career started at CIBC World Markets followed by Prudential Securities Incorporated, UBS PaineWebber Inc., Quick & Reilly, Inc., Banc of America Investment Services, Inc., BNY Investment Center Inc., and Chase Investment Services Corp. before joining Cambridge Investment Research Advisors, Inc. in 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NJ
03/06/2023 - Present
Cambridge Investment Research Advisors, Inc. (PARAMUS NJ)
NJ
10/04/2006 - 02/21/2007
CHASE INVESTMENT SERVICES CORP. (TEANECK NJ)
NY
05/10/2006 - 10/04/2006
BNY INVESTMENT CENTER INC. (NEW YORK NY)
NJ
10/20/2004 - 04/24/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BERGENFIELD NJ)
NY
11/20/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NJ
10/06/2000 - 11/18/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
07/29/1999 - 10/23/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/22/1998 - 07/16/1999
CIBC WORLD MARKETS (NEW YORK NY)
IA
Issued 08/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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