linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Nicholas Dimitri Shangloo

Bluefin Capital Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nicholas? Claim Your Profile

About Nicholas Dimitri Shangloo

Nicholas Dimitri Shangloo is a financial advisor registered with Bluefin Capital Management, LLC. Nicholas has been working in the financial industry since 2006. He is a registered representative of the firm and has passed the Series 7, Series 24, Series 4, Series 55, Series 57TO, and Series 63 exams. Nicholas has previous experience with Bluefin Trading, LLC, BLUEFIN SPECIALISTS L.L.C., BOX CANYON TRADING LLC, and Morgan Stanley & Co., Incorporated.

Firm Information

Nicholas Shangloo is currently registered with Bluefin Capital Management, LLC. Bluefin Capital Management, LLC is a Limited Liability Company that was formed on May 7, 2001. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nicholas Shangloo’s Registration & Firm History

NY

09/09/2009 - Present

Bluefin Capital Management, LLC (NEW YORK NY)

NY

05/29/2007 - 11/16/2009

BLUEFIN SPECIALISTS L.L.C. (NEW YORK NY)

NY

06/27/2007 - 10/24/2007

BLUEFIN TRADING, LLC (NEW YORK NY)

NY

10/10/2003 - 01/09/2004

BOX CANYON TRADING LLC (NEW YORK NY)

NY

07/18/2002 - 04/04/2003

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

Not sure if Nicholas Dimitri Shangloo is right for you?

Licenses & Designations

BC

Issued 07/26/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/2011

Series 24 - General Securities Principal Examination

BC

Issued 11/18/2002

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/17/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Nicholas Dimitri Shangloo.
Not sure if Nicholas Dimitri Shangloo is right for you?