Unclaimed
Nicholas Steen is a financial professional who has been in the industry since January 18, 2024. Nicholas is currently registered with Fidelity Brokerage Services LLC and holds Series 7, SIE and Series 63 licenses. Nicholas is licensed in 53 states and is also registered with FINRA. Nicholas is located in Greenwood Village, Colorado, and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
01/19/2024 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BC
Issued 01/31/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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