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Nicholas David Steen

Fidelity Brokerage Services LLC

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About Nicholas David Steen

Nicholas Steen is a financial professional who has been in the industry since January 18, 2024. Nicholas is currently registered with Fidelity Brokerage Services LLC and holds Series 7, SIE and Series 63 licenses. Nicholas is licensed in 53 states and is also registered with FINRA. Nicholas is located in Greenwood Village, Colorado, and is dedicated to helping clients achieve their financial goals.

Firm Information

Nicholas Steen is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Steen’s Registration & Firm History

CO

01/19/2024 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 01/31/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/19/2024

Series 7TO - General Securities Representative Examination

BC

Issued 11/30/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nicholas David Steen.
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