Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas St. George is a financial advisor with LPL Financial LLC. Nicholas has been in the financial industry since 2006. Nicholas holds FINRA Series 4, 7, 24, 52TO, 53, 63, and 66 licenses. Nicholas is also a Certified Financial Planner. Nicholas has worked for several firms during their career including Woodbury Financial Services, Inc., Raymond James Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS Financial Services Inc. Nicholas specializes in providing investment advice to individuals, families, and businesses. Nicholas is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
11/15/2023 - Present
LPL Financial LLC (STANLEY NC)
NC
01/11/2022 - 11/17/2023
WOODBURY FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
02/02/2018 - 01/18/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (MOORESVILLE NC)
NC
07/23/2012 - 02/05/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTERSVILLE NC)
SC
08/05/2010 - 06/18/2012
LPL FINANCIAL LLC (FORT MILL SC)
NC
07/21/2010 - 04/26/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NJ
05/27/2009 - 07/12/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NC
04/06/2009 - 05/15/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
10/25/2005 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 07/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/14/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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