Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Faller is a financial advisor with over 8 years of experience in the industry. Nicholas is currently registered with Cetera Investment Advisers LLC and Sageview Advisory Group, LLC. Nicholas holds a Series 7, Series 63, and Series 65 license and is qualified to provide financial advice to a variety of clients, including individuals, businesses, and charitable organizations. Nicholas has a strong background in financial planning and investment management. Nicholas is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
03/12/2024 - Present
Cetera Investment Advisers LLC (BIRMINGHAM MI)
CA
02/22/2023 - 02/13/2024
CETERA ADVISOR NETWORKS LLC (NEWPORT BEACH CA)
MI
09/08/2022 - 02/24/2023
CETERA ADVISORS LLC (BLOOMFIELD HILLS MI)
MI
07/01/2020 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (BLOOMFIELD HILLS MI)
MI
06/21/2019 - 07/03/2020
CITIZENS SECURITIES, INC. (SOUTHFIELD MI)
MI
11/05/2015 - 06/24/2019
AXA ADVISORS, LLC (SAGINAW MI)
IA
Issued 8/1/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/8/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/5/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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