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Nicholas David Cunningham

SG Americas Securities, LLC

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About Nicholas David Cunningham

Nicholas Cunningham is a financial professional with over 15 years of experience in the industry. Nicholas is currently registered with SG Americas Securities, LLC. Prior to that Nicholas worked at BARCLAYS CAPITAL INC. and LEHMAN BROTHERS INC. Nicholas holds the Series 7, Series 63, Series 79TO and SIE licenses. Nicholas is registered in 42 states.

Firm Information

Nicholas Cunningham is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Cunningham’s Registration & Firm History

NY

06/04/2024 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

09/22/2008 - 01/20/2022

BARCLAYS CAPITAL INC. (NEW YORK NY)

CA

12/05/2007 - 09/22/2008

LEHMAN BROTHERS INC. (MENLO PARK CA)

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Licenses & Designations

BC

Issued 08/30/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nicholas David Cunningham.
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