Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Davenport Fish is a securities professional with experience in the financial industry. Nicholas is currently registered with Citizens JMP Securities, LLC in Charlotte, NC and holds Series 7, Series 63, Series 79TO and SIE licenses. Nicholas has previously been employed by Citizens Capital Markets and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
07/08/2022 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NC
08/31/2016 - 08/07/2020
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 09/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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