Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Weiss is a financial professional with over 18 years of experience in the securities industry. Nicholas has a diverse background having worked with several firms including JP Derivatives, LLC, RFA Securities LLC and Collins Stewart Inc. Nicholas holds several securities licenses including Series 7, Series 24, Series 3 and Series 55. Nicholas is currently a registered representative with Bay Crest Partners, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/14/2022 - Present
BAY Crest Partners, LLC (NEW YORK NY)
PA
04/03/2020 - 02/14/2022
RFA SECURITIES LLC (PHILADELPHIA PA)
NY
07/17/2017 - 03/27/2020
JP DERIVATIVES, LLC (NEW YORK NY)
MI
04/26/2013 - 11/16/2017
ISRAEL A. ENGLANDER & CO., LLC (BIRMINGHAM MI)
NY
02/13/2013 - 04/16/2013
PPG WEST LLC (NEW YORK NY)
NY
12/24/2008 - 04/16/2013
PHOENIX DERIVATIVES GROUP, LLC (NEW YORK NY)
NY
10/07/2008 - 12/04/2008
SARATOGA CAPITAL MARKETS (NEW YORK NY)
NY
08/10/2007 - 08/04/2008
COLLINS STEWART LLC. (NEW YORK NY)
NY
11/10/2006 - 08/10/2007
COLLINS STEWART INC. (NEW YORK NY)
NY
01/08/2005 - 12/05/2006
TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)
NY
06/28/2004 - 01/26/2005
BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)
BC
Issued 02/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2012
Series 24 - General Securities Principal Examination
BC
Issued 02/11/2008
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 04/11/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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