Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Daniel Katherina is a financial advisor currently registered with Charles Schwab & CO., Inc. Nicholas has been a financial advisor for more than four years. Prior to joining Charles Schwab & CO., Inc., Nicholas worked as a financial advisor for Wells Fargo Clearing Services, LLC, and has also held positions at Footlocker Inc., The Pourhouse, and Morgan Stanley Smith Barney LLC. Nicholas is registered with the following securities licenses: Series 66, Series 9, Series 7TO, and SIE. Nicholas is also a registered Investment Advisor Representative in the state of Pennsylvania. Nicholas has been licensed to sell insurance in Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Missouri, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
PA
10/04/2024 - Present
Charles Schwab & CO., Inc. (Camp Hill PA)
PA
03/31/2022 - 08/19/2022
WELLS FARGO CLEARING SERVICES, LLC (EXTON PA)
BOTH
Issued 04/22/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/31/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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