Unclaimed
Nicholas D'angelo is a financial professional with over 25 years of experience in the securities industry. Nicholas has a strong background in equities, options and commodities. Nicholas is currently registered with Flextrade LLC and has been with the firm since June 2018. Prior to that, Nicholas worked for Lek Securities Corporation and Goldman Sachs Execution & Clearing, L.P. Nicholas is a Series 3, 4, 7, 24, 55, 57TO and 63 licensed representative and is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/26/2018 - Present
Flextrade LLC (GREAT NECK NY)
NY
03/02/2018 - 06/15/2018
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
02/03/2000 - 07/28/2016
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
03/21/1996 - 02/16/2000
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 04/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 07/26/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2004
Series 3 - National Commodity Futures Examination
BC
Issued 06/30/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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