Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Curtis is a financial professional with Northwestern Mutual Investment Services, LLC. Nicholas has been in the financial industry since 2013. Nicholas specializes in Investment Research; Referrals to Other Advisors. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) and is a registered representative in 13 states. The states Nicholas is registered in include Alabama, Arizona, California, Colorado, Missouri, New Jersey, Ohio, Pennsylvania, South Carolina, South Dakota, Tennessee, Utah, and Virginia. Nicholas holds a Series 6, 7TO, and 63 licenses. Nicholas is an active member of the financial industry and is committed to providing his clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
04/26/2013 - Present
Northwestern Mutual Investment Services, LLC (Upper Arlington OH)
BC
Issued 05/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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