Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Curran Kolata is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Nicholas has been in the industry since 2013. Nicholas is registered with the state of California and has offices in San Diego. In addition to his work with Merrill Lynch, Pierce, Fenner & Smith Inc., Nicholas has also worked for Securities America, Inc., LPL Financial LLC, and UnionBanc Investment Services, LLC. Nicholas has experience in providing financial planning services, educational seminars, and portfolio management. Nicholas has a strong background in helping both individuals and businesses with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/22/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
10/10/2017 - 07/30/2019
SECURITIES AMERICA, INC. (NATIONAL CITY CA)
CA
01/31/2017 - 10/11/2017
LPL FINANCIAL LLC (POWAY CA)
CA
05/14/2014 - 01/30/2017
UNIONBANC INVESTMENT SERVICES, LLC (CHULA VISTA CA)
CA
09/20/2011 - 09/12/2012
EDWARD JONES (LA MESA CA)
BOTH
Issued 10/3/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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