Unclaimed
Nicholas Cruz Meyers is a financial professional with over 6 years of experience in the securities industry. Nicholas is currently registered with Cascadia Capital, LLC and is licensed in California, Minnesota, New York, and Washington. Previously, Nicholas was registered with Drake Star Securities LLC and Roth Capital Partners, LLC. Nicholas holds several industry licenses including Series 7, Series 63, Series 86, Series 87, Series 79TO, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/02/2021 - Present
Cascadia Capital, LLC (MARINA DEL REY CA)
CA
01/03/2019 - 05/24/2021
DRAKE STAR SECURITIES LLC (LOS ANGELES CA)
CA
08/13/2015 - 02/23/2017
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
BC
Issued 09/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2018
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/23/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/11/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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