Unclaimed
Nicholas Crowley is a financial advisor with Fidelity Distributors Co. LLC. Nicholas has been in the industry since March 11, 2012. Nicholas is licensed to provide investment advice in 52 states. Nicholas has passed the Uniform Combined State Law Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. Nicholas was previously registered with NATIXIS DISTRIBUTION, L.P., AXA ADVISORS, LLC, and EURO PACIFIC CAPITAL, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
04/15/2021 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
MA
07/18/2014 - 03/30/2021
NATIXIS DISTRIBUTION, L.P. (BOSTON MA)
MA
07/24/2012 - 07/01/2014
AXA ADVISORS, LLC (WELLESLEY MA)
CT
01/17/2012 - 06/29/2012
EURO PACIFIC CAPITAL, INC. (WESTPORT CT)
BOTH
Issued 02/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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