Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Cochran is a financial advisor registered with American Investors Co., and has over 40 years of experience in the financial industry. Cochran has held previous roles with Foothill Securities, Inc. and Equity Engineering, Inc. He is a Series 7, Series 24, Series 26, Series 39, and Series 63 licensed financial advisor. He is also licensed to provide investment advisory services in Arizona, California, Idaho and Utah. Cochran specializes in providing financial planning and portfolio management services to individuals, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/08/1997 - Present
American Investors Co. (SAN RAMON CA)
CA
11/30/1990 - 05/26/1992
FOOTHILL SECURITIES, INC. (SANTA CLARA CA)
NA
08/14/1980 - 11/30/1990
EQUITY ENGINEERING, INC.
BC
Issued 02/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/1987
Series 24 - General Securities Principal Examination
BC
Issued 07/28/1980
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 07/03/1980
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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