Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Costagliola is a financial professional with over seven years of experience in the financial services industry. Nicholas is currently registered with Vienna Capital Partners LLC. Prior to his current role, Nicholas was registered with SW Financial, Worden Capital Management LLC, and Legend Securities, Inc. Nicholas holds a Series 7, Series 63, and SIE license. Nicholas is registered in California, Florida, Iowa, New York, North Carolina, South Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/12/2023 - Present
Vienna Capital Partners LLC (NEW YORK NY)
NY
12/10/2019 - 09/14/2022
SW FINANCIAL (NEW YORK NY)
NY
11/04/2016 - 12/10/2019
WORDEN CAPITAL MANAGEMENT LLC (New York NY)
NY
11/19/2015 - 11/09/2016
LEGEND SECURITIES, INC. (NEW YORK NY)
BC
Issued 02/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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