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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Angilletta is an active advisor in the financial industry since 1993. Nicholas Angilletta is currently registered with RBC Capital Markets, LLC. Nicholas Angilletta is also a registered representative with the firm. Nicholas Angilletta has been associated with RBC Capital Markets, LLC since 2018 and holds Series 3, 4, 9, 10, 14, 24, 26, 31, 39, 52TO, 53, 55, 57TO, 63, 66, 79TO, 82TO, 99TO, and SIE licenses. In the past, Nicholas Angilletta has been registered with Deutsche Bank Securities Inc., Morgan Stanley & Co. LLC, Morgan Stanley, and Citigroup Global Markets Inc. Nicholas Angilletta is a registered representative with the following securities licenses: Series 3, 4, 9, 10, 14, 24, 26, 31, 39, 52TO, 53, 55, 57TO, 63, 66, 79TO, 82TO, 99TO, and SIE. Nicholas Angilletta is also a registered investment advisor. Nicholas Angilletta currently works in the NEW YORK, NY branch of RBC Capital Markets, LLC. The firm is headquartered in New York, NY. The firm has offices in New York, NY and Staten Island, NY. The firm provides various services, including portfolio management for individuals, portfolio management for businesses, portfolio management for pooled investment vehicles, pension consulting, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/27/2018 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
08/10/2015 - 06/05/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/06/2011 - 10/16/2014
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
06/01/2009 - 10/16/2014
MORGAN STANLEY (NEW YORK NY)
NY
09/17/1992 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 05/23/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 02/22/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/18/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 09/11/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
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Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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