Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Elliott is a financial advisor at Ameriprise Financial Services, LLC, a firm with over 100,000 clients and $479 billion in assets under management. Nicholas has been in the financial industry since 2014 and is registered in multiple states to offer securities and investment advisory services. His clients are primarily individuals, families, corporations, trusts and estates, and charitable organizations. He is a graduate of the University of Arkansas and holds a Series 66 and Series 7 license. Nicholas provides a range of services including asset allocation, financial planning, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
03/25/2019 - Present
Ameriprise Financial Services, LLC (LITTLE ROCK AR)
AR
08/19/2015 - 12/01/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLE ROCK AR)
AR
10/21/2014 - 01/13/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLE ROCK AR)
BOTH
Issued 03/23/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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