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Nicholas Christopher Welsh

B. Riley Wealth Management

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About Nicholas Christopher Welsh

Nicholas Welsh is a financial advisor who has been in the industry since June 19, 2021. Nicholas is currently registered with B. Riley Wealth Management and B. Riley Securities, Inc. Nicholas has been working with clients in the financial services industry for over 2 years and has a deep understanding of the markets and investment strategies. Nicholas is committed to providing clients with personalized financial advice that meets their individual needs.

Firm Information

Nicholas Welsh is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Welsh’s Registration & Firm History

VA

10/21/2021 - Present

B. Riley Wealth Management (Arlington VA)

IN

06/04/2021 - 08/27/2021

CHARLES SCHWAB & CO., INC. (Indianapolis IN)

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Licenses & Designations

BOTH

Issued 06/28/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/04/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/20/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicholas Christopher Welsh.
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