Unclaimed
Nicholas Welsh is a financial advisor who has been in the industry since June 19, 2021. Nicholas is currently registered with B. Riley Wealth Management and B. Riley Securities, Inc. Nicholas has been working with clients in the financial services industry for over 2 years and has a deep understanding of the markets and investment strategies. Nicholas is committed to providing clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
10/21/2021 - Present
B. Riley Wealth Management (Arlington VA)
IN
06/04/2021 - 08/27/2021
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
BOTH
Issued 06/28/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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