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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Rounds is a financial advisor who has been working in the industry since 2007. He is currently registered with TD Private Client Wealth LLC, where he has worked since 2013. Nicholas has been with the firm in a variety of roles. Prior to his time at TD, Nicholas worked at PNC Investments and Banc of America Investment Services, Inc. Nicholas Rounds is licensed in several states including California, Florida, Illinois, New Jersey, Pennsylvania, Texas, and Virginia. Nicholas specializes in providing financial advice to individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NJ
02/26/2018 - Present
TD Private Client Wealth LLC (Marlton NJ)
NJ
12/21/2011 - 04/16/2012
PNC INVESTMENTS (MOORESTOWN NJ)
PA
06/01/2009 - 03/01/2011
PNC INVESTMENTS (YARDLEY PA)
NJ
03/11/2008 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HADDONFIELD NJ)
NJ
10/12/2005 - 02/27/2008
PNC INVESTMENTS (MOORESTOWN NJ)
PA
01/03/2005 - 06/29/2005
PNC INVESTMENTS (PITTSBURGH PA)
IL
12/12/2003 - 12/17/2003
ASSENT LLC (BOLINGBROOK IL)
BOTH
Issued 02/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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