Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Cappadora is a registered representative with TIAA-CREF Individual & Institutional Services, LLC and has been in the industry since 2008. Nicholas has held positions at TIAA-CREF Individual & Institutional Services, LLC and is currently registered with the state of North Carolina as a Registered Representative and Investment Advisor Representative. Nicholas has passed the Series 6, Series 7, Series 63, and Series 66 exams, and is also a registered representative in the states of Connecticut, Florida, Maine, Massachusetts, New Hampshire, New York, North Carolina, Rhode Island, and Vermont. Nicholas' specializations include financial planning, portfolio management for individuals and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
10/10/2016 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
05/12/2008 - 09/23/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
BOTH
Issued 08/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/09/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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