Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Bennice is a financial advisor with over 20 years of experience in the financial services industry. Nicholas has a strong track record of providing financial advice to individuals, corporations, and institutions. Nicholas is currently registered with Goldman Sachs & Co. LLC, and has previously been registered with Trinity Trading Corp., Labranche Financial Services, Inc., and Bay Crest Partners, LLC. Nicholas holds a variety of licenses and certifications, including Series 3, Series 7, Series 25, Series 63, and Series 66. Nicholas is also a registered representative of FINRA and is a member of the Securities Industry Essentials Examination. Nicholas specializes in providing financial advice for individuals, corporations, and institutions. Nicholas has a strong understanding of the financial markets and is able to provide clients with a variety of financial services, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
06/04/2007 - Present
Goldman Sachs & Co. LLC (COHOES NY)
NY
10/13/2003 - 05/10/2007
TRINITY TRADING CORP. (NEW YORK NY)
NY
07/29/2002 - 10/15/2003
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
10/23/2001 - 10/15/2003
BAY CREST PARTNERS, LLC (NEW YORK NY)
BOTH
Issued 08/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/09/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2002
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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