Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Harman is a financial professional with over 9 years of experience in the industry. Nicholas is currently registered with Charles Schwab & Co., Inc. in Phoenix, AZ. Nicholas has held previous positions at VANGUARD MARKETING CORPORATION in Scottsdale, AZ. Nicholas's experience includes a strong foundation in securities, with experience in providing financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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AZ
08/01/2022 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
11/11/2013 - 07/12/2022
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 11/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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