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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Miles is an investment advisor representative with Independent Advisor Alliance, LLC in Matthews, North Carolina. Nicholas has been in the securities industry since May 2015 and is registered with FINRA and the state of North Carolina. He provides investment advisory services through Independent Advisor Alliance, LLC. The firm is separate from and independent of LPL Financial. Nicholas specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services for individuals and businesses. He is also registered to provide portfolio management services for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
08/20/2018 - Present
Independent Advisor Alliance, LLC (Matthews NC)
IN
05/04/2015 - 08/23/2018
PRINCIPAL SECURITIES, INC. (Indianapolis IN)
IA
Issued 09/08/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/04/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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