Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Paul has been in the securities industry since September 29, 2014. Nicholas is registered with Prudential Annuities Distributors, Inc. in Pennsylvania. Nicholas's primary registration is with FINRA. Nicholas has passed the Series 63, Series 6, Series 26 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/30/2014 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
BC
Issued 11/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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