Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Pappas is a financial advisor with Cetera Investment Services LLC, based in East Hartford, CT. Nicholas has been in the financial services industry since July 11, 2005. Nicholas is licensed to sell securities in Connecticut, Massachusetts, New Hampshire, New York and Rhode Island. Nicholas is a Series 6 and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
06/20/2019 - Present
Cetera Investment Services LLC (EAST HARTFORD CT)
CT
07/11/2005 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (E. HARTFORD CT)
BC
Issued 07/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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