Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Licciardi is a financial professional with over 15 years of experience in the industry. Nicholas is currently a registered representative with D.A. Davidson & Co., based in Denver, Colorado. Previously, Nicholas worked with several firms including Oppenheimer & Co. Inc. Nicholas's expertise spans a broad range of financial services, including portfolio management for individuals and businesses, financial planning, and pension consulting. Nicholas has a comprehensive understanding of the investment landscape and is committed to providing personalized financial solutions to meet each client's specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
11/01/2013 - Present
D.a. Davidson & Co. (DENVER CO)
NY
03/01/2013 - 10/01/2013
PIERPONT SECURITIES LLC (NEW YORK NY)
NY
03/01/2012 - 03/07/2013
CORTVIEW CAPITAL SECURITIES LLC (NEW YORK NY)
NY
01/13/2012 - 01/31/2012
THE PRINCERIDGE GROUP LLC (NEW YORK NY)
NY
09/16/2010 - 01/09/2012
COHEN & COMPANY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/20/2010 - 10/01/2010
COHEN & COMPANY SECURITIES, LLC (NEW YORK NY)
NY
10/09/2007 - 04/16/2010
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 11/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq Stock Market
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