Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Charles Liberi is a financial professional with over 20 years of experience in the financial services industry. Nicholas has a broad range of experience with several firms including Merrill Lynch, Morgan Stanley Smith Barney, UBS Financial Services Inc, and American Funds Distributors, Inc. Nicholas currently is a registered representative of Nuveen Asset Management, LLC, a leading investment management firm. Nicholas is licensed to provide investment advisory services in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
08/01/2022 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IN
10/13/2014 - 03/14/2022
AMERICAN FUNDS DISTRIBUTORS, INC. (CARMEL IN)
NJ
09/15/2011 - 09/23/2014
EQUINOX GROUP DISTRIBUTORS, LLC (PRINCETON NJ)
NJ
03/29/2011 - 08/09/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
11/23/2009 - 07/29/2010
MORGAN STANLEY SMITH BARNEY (SHREWSBURY NJ)
NY
11/05/2007 - 11/28/2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NJ
12/11/2006 - 09/25/2007
UBS FINANCIAL SERVICES INC. (EDISON NJ)
NJ
09/30/2003 - 06/07/2006
MORGAN STANLEY DW INC. (RED BANK NJ)
NJ
12/20/2002 - 02/04/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/04/1999 - 12/17/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 12/04/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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