Unclaimed
Nicholas Heim is a financial professional with Wells Fargo Securities, LLC. Nicholas has been in the financial industry since 2018 and is registered with FINRA and the state of North Carolina. Nicholas holds the Series 63, Series 79 and SIE licenses. Nicholas is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/09/2018 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 05/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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