Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ey is a financial advisor with over 20 years of experience in the industry. Nicholas is currently registered with Cetera Investment Advisers LLC and has previously worked at firms such as Truist Investment Services, BB&T Securities, LLC, PNC Investments, and UBS Paine Webber Inc. Nicholas holds a Series 7, Series 66, Series 65, and Series 26 license. Nicholas provides a variety of financial services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
02/18/2022 - Present
Cetera Investment Advisers LLC (TIMONIUM MD)
MD
02/17/2021 - 02/22/2022
TRUIST INVESTMENT SERVICES, INC. (BALTIMORE MD)
VA
10/11/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
MD
05/13/2016 - 08/15/2018
CETERA INVESTMENT SERVICES LLC (BALTIMORE MD)
MD
01/24/2013 - 06/16/2014
PNC INVESTMENTS (BEL AIR MD)
CO
01/15/2008 - 01/09/2013
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MD
12/08/2006 - 04/16/2007
CITICORP INVESTMENT SERVICES (TIMONIUM MD)
MD
05/01/2003 - 11/30/2006
M&T SECURITIES, INC. (TIMONIUM MD)
MD
04/18/2001 - 05/01/2003
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
NJ
03/13/2000 - 04/09/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 2/4/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 3/30/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/28/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 8/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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