Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ey is a financial professional with over 20 years of experience in the financial services industry. Nicholas is currently registered as a financial advisor with Cetera Investment Advisers LLC, where Nicholas provides investment advisory services to a wide range of clients. Prior to joining Cetera Investment Advisers, Nicholas was a financial advisor with Truist Investment Services, Inc. and BB&T Securities, LLC. Nicholas has a broad range of experience in financial planning, portfolio management, and investment advisory services. Nicholas holds the Series 7, Series 65, and Series 66 securities licenses, as well as the Series 26 principal license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
02/18/2022 - Present
Cetera Investment Advisers LLC (TIMONIUM MD)
MD
02/17/2021 - 02/22/2022
TRUIST INVESTMENT SERVICES, INC. (BALTIMORE MD)
VA
10/11/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
MD
05/13/2016 - 08/15/2018
CETERA INVESTMENT SERVICES LLC (BALTIMORE MD)
MD
01/24/2013 - 06/16/2014
PNC INVESTMENTS (BEL AIR MD)
CO
01/15/2008 - 01/09/2013
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MD
12/08/2006 - 04/16/2007
CITICORP INVESTMENT SERVICES (TIMONIUM MD)
MD
05/01/2003 - 11/30/2006
M&T SECURITIES, INC. (TIMONIUM MD)
MD
04/18/2001 - 05/01/2003
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
NJ
03/13/2000 - 04/09/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 02/04/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/30/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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