Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Distefano is a financial advisor with Stifel, Nicolaus & Company, Inc.. Nicholas has been working in the financial industry since February 20, 2017. Nicholas holds Series 66, Series 9, Series 10, Series 24, SIE and Series 7 licenses. Nicholas has been registered in Missouri since August 29, 2017 and in Texas since June 13, 2023. Stifel, Nicolaus & Company, Inc. provides financial planning, pension consulting, educational seminars, and selection of other advisors. They manage portfolios for businesses, individuals, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/13/2023 - Present
Stifel, Nicolaus & Company, Inc. (DALLAS TX)
BOTH
Issued 08/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/22/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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