Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas D'angelo is a financial professional with over 15 years of experience in the financial services industry. Nicholas is currently registered with Zions Direct, Inc. and holds the Series 7, Series 79TO, Series 99TO and SIE licenses. Nicholas has held previous positions with WELLS FARGO SECURITIES, LLC and WACHOVIA CAPITAL MARKETS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/11/2022 - Present
Zions Direct, Inc. (Charlotte NC)
NC
07/17/2007 - 11/28/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
06/15/2004 - 04/11/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 09/29/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/29/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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