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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Bauer is a registered investment advisor representative with Operose Advisors LLC. Nicholas has been in the financial services industry since 2003. He has passed the Series 7, Series 24, Series 63, and Series 65 exams. Nicholas is also a Chartered Financial Analyst. Operose Advisors LLC is a registered investment advisor with the Securities and Exchange Commission. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Nicholas and Operose Advisors LLC primarily serve high-net-worth individuals, charitable organizations, and corporations. The firm manages over $1 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
01/01/2025 - Present
Operose Advisors LLC (MILWAUKEE WI)
WI
12/17/2008 - 05/14/2010
CLEARY GULL INC. (MILWAUKEE WI)
WI
04/12/2005 - 11/20/2008
B. C. ZIEGLER AND COMPANY (MILWAUKEE WI)
IL
09/04/2003 - 04/15/2005
OAKBROOK FINANCIAL GROUP, LLC (OAKBROOK TERRACE IL)
WI
01/20/2003 - 09/04/2003
BNY CLEARING SERVICES LLC (MILWAUKEE WI)
IA
Issued 11/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
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