Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Cava is a financial advisor with over 30 years of experience in the financial services industry. Nicholas is registered with Planmember Securities Corp. and holds the Series 7, Series 63, and SIE licenses. Nicholas also holds the Certified Financial Planner designation. Nicholas's previous employers include PRIME CAPITAL SERVICES, INC., G. R. PHELPS & CO., INC. and CAPITAL ANALYSTS, INCORPORATED. Nicholas is licensed in 14 states, including New York, California, Florida, Arizona, Colorado, Connecticut, Georgia, Louisiana, New Hampshire, New Jersey, Pennsylvania, South Carolina, and Virginia. Nicholas specializes in working with individuals, corporations, charitable organizations, and pension and profit-sharing plans. In addition to his work as a financial advisor, Nicholas is also a trustee for two familial trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/07/2021 - Present
Planmember Securities Corp. (FARMINGVILLE NY)
NY
07/13/1993 - 08/19/2010
PRIME CAPITAL SERVICES, INC. (RONKONKOMA NY)
NA
09/09/1988 - 07/28/1993
G. R. PHELPS & CO., INC.
NA
04/23/1986 - 09/14/1988
CAPITAL ANALYSTS, INCORPORATED
BC
Issued 05/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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