linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Nicholas Castricone

Kestra Advisory Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nicholas? Claim Your Profile

About Nicholas Castricone

Nicholas Castricone is a financial advisor with Kestra Advisory Services, LLC. Nicholas has been in the industry since October 2020 and holds both Series 66 and Series 7 licenses. Nicholas specializes in providing financial planning, portfolio management, and selection of other advisors for both individuals and businesses. Nicholas also offers advisory services in retirement planning, investment management, and college savings plans. Previously, Nicholas was a financial advisor at Nuveen Securities, LLC and Morgan Stanley.

Firm Information

Nicholas Castricone is currently registered with Kestra Advisory Services, LLC. Kestra Advisory Services, LLC is a financial advisory firm based in Austin, TX, with over 1,200 investment advisor representatives and 48.3 billion in assets under management. Kestra offers a variety of financial advisory services including financial planning, portfolio management, and pension consulting. The firm serves a broad range of clients, including individuals, corporations, insurance companies, pension plans, and charitable organizations. Kestra participates in wrap fee programs.
Kestra Advisory Services, LLC

5707 SOUTHWEST PARKWAY

AUSTIN, TX 78735

$48.32B

Assets Under Management

6,180

Total Clients

1,197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nicholas Castricone’s Registration & Firm History

IL

09/29/2023 - Present

Kestra Advisory Services, LLC (BURR RIDGE IL)

IL

08/24/2022 - 08/15/2023

NUVEEN SECURITIES, LLC (CHICAGO IL)

IL

08/24/2020 - 08/15/2022

MORGAN STANLEY (Chicago IL)

Not sure if Nicholas Castricone is right for you?

Licenses & Designations

BOTH

Issued 10/09/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/24/2020

Series 7TO - General Securities Representative Examination

BC

Issued 06/02/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Castricone.
Not sure if Nicholas Castricone is right for you?