Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Castillo is a financial professional with over 6 years of experience in the industry. Nicholas holds the Series 6, 7, 63, and 66 licenses and is currently registered with Robinhood Securities, LLC in Florida. Prior to joining Robinhood Securities, LLC, Nicholas was associated with ROBINHOOD FINANCIAL, LLC and WELLS FARGO CLEARING SERVICES, LLC. Nicholas has a strong background in investment company products, variable contracts, and general securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/03/2023 - Present
Robinhood Securities, LLC (Lake Mary FL)
FL
08/18/2021 - 01/25/2024
ROBINHOOD FINANCIAL, LLC (Lake Mary FL)
FL
06/28/2017 - 08/12/2021
WELLS FARGO CLEARING SERVICES, LLC (OVIEDO FL)
BOTH
Issued 01/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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