Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Carlozzi is a Registered Representative and Investment Adviser Representative with Tocqueville Asset Management LP. Nicholas has been in the industry since 1996. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, 24, 52, 53, and 63 license. Nicholas is also registered with the state of New York as an Investment Adviser Representative. In addition to his work with Tocqueville Asset Management LP, Nicholas is also a Registered Representative with Tocqueville Securities LP. Nicholas has been with Tocqueville Asset Management LP since 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/02/2006 - Present
Tocqueville Asset Management LP (NEW YORK NY)
NY
09/19/1996 - 03/28/2005
ROBERT R. MEREDITH & CO., INC. (NEW YORK NY)
IA
Issued 09/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/08/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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