Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Tibaldi is a financial advisor with over 40 years of experience in the industry. Nicholas has a wide range of experience in the financial services industry, having worked for several prominent firms including A.G. Edwards & Sons, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wachovia Securities, LLC. Nicholas has worked with Raymond James Financial Services Advisors, Inc. since 2009. Nicholas holds Series 3, 5, 7, 9, 10, 15, 63, and 65 licenses. Nicholas Tibaldi is registered in 14 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
11/14/2022 - Present
Raymond James Financial Services Advisors, Inc. (Lyndhurst OH)
OH
01/17/2003 - 11/17/2008
WACHOVIA SECURITIES, LLC (WILLOUGHBY OH)
MO
05/23/1989 - 01/24/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
05/15/1984 - 06/06/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/30/1980 - 08/30/1982
THOMSON MCKINNON SECURITIES INC.
NA
02/20/1979 - 02/04/1980
E. F. HUTTON & COMPANY INC
NA
07/14/1971 - 02/01/1973
HARTZMARK & CO., INC.
NA
03/12/1970 - 01/14/1971
PRESCOTT, BALL & TURBEN
IA
Issued 11/15/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/10/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2007
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 12/10/1981
Series 5 - Interest Rate Options Examination
BC
Issued 02/17/1979
Series 7 - General Securities Representative Examination
BC
Issued 12/19/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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