Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Cantone is a financial advisor who has been in the industry since October 30, 2008. Nicholas is currently registered with Newedge Securities, Inc. in Pennsylvania. Nicholas previously worked at Ameriprise Financial Services, LLC, LPL Financial LLC, Guardian Investor Services LLC, Morgan Stanley & Co. Incorporated, and AXA Advisors, LLC. Nicholas holds a Series 7, Series 66, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
01/10/2024 - Present
Newedge Securities, Inc. (PITTSBURGH PA)
MN
09/21/2017 - 11/15/2023
AMERIPRISE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MA
05/21/2014 - 06/27/2017
LPL FINANCIAL LLC (BOSTON MA)
NY
11/24/2008 - 05/10/2013
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NJ
04/08/2008 - 11/19/2008
MORGAN STANLEY & CO. INCORPORATED (JERSEY CITY NJ)
NY
10/13/2006 - 08/21/2007
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 12/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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